OFC Wealth Management (“OFC”) is an SEC registered investment adviser located in Short Hills, New Jersey. Information presented is for educational purposes only intended for a broad audience. The information does not intend to make an offer or solicitation for the sale or purchase of any specific securities, investments, or investment strategies. Investments involve risk and are not guaranteed. OFC Wealth Management has reasonable belief that this marketing does not include any false or material misleading statements or omissions of facts regarding services, investment, or client experience. OFC Wealth Management has reasonable belief that the content as a whole will not cause an untrue or misleading implication regarding the adviser’s services, investments, or client experiences. Please refer to the adviser’s ADV Part 2A for material risks disclosures.
Past performance of specific investment advice should not be relied upon without knowledge of certain circumstances of market events, nature and timing of the investments, and relevant constraints of the investment. OFC Wealth Management has presented information in a fair and balanced manner.
OFC Wealth Management may only transact business in those states or countries in which it is registered or qualifies for an exemption or exclusion from registration. OFC Wealth Management does not, and will not, effect or attempt to effect transactions in securities, or render of personalized investment or financial planning advice for compensation through its website or social media pages.
OFC Wealth Management's website and social media pages is limited to the dissemination of general information pertaining to its investment advisory services. Content contained on or made available through OFC Wealth Management’s website or social media pages is not intended to and does not constitute legal, tax or investment advice, and no advisory relationship is formed. A professional adviser should be consulted before acting upon any of the information presented. Any tax and estate planning information provided is general in nature and should not be construed as legal or tax advice. Always consult an attorney or tax professional regarding your specific legal or tax situation.
Clicking the Like button, or otherwise expressing an interest in a social media posting, does not constitute a testimonial for or endorsement of OFC Wealth Management; it is the only mechanism available to circulate content. Posts cannot recommend investment advisory services or provide testimonials for OFC Wealth Management as such postings are strictly prohibited; therefore, any such postings are subject to removal. This limitation is a regulatory requirement irrespective of how much we value our clients’ opinions. No one commenting on OFC Wealth Management’s social media pages should post specific securities recommendations, and questions about a specific investment adviser or security cannot be answered and may be removed from the page. Photos and images on OFC Wealth Management’s social media pages should not be construed as an endorsement of the adviser by any client.
Information presented on OFC Wealth Management’s website and social media pages is believed to be factual and up-to-date, but we do not guarantee its accuracy; it is derived from sources that OFC Wealth Management believes to be reliable, but it should not be regarded as a complete analysis of the subjects discussed and we assume no liability for any resulting damages. All expressions of opinion reflect the judgment of the authors as of the date of publication and are subject to change. Hyperlinks on OFC Wealth Management’s website or social media pages are provided as a convenience and we disclaim any responsibility for information, services or products found on pages linked hereto.
Please contact OFC Wealth Management at 856-605-7363 to find out if we may conduct advisory business in the state or country where you reside. For information about OFC Wealth Management’s registration status and business operations, please consult the Firm’s Form ADV disclosure documents. The most recent version of our disclosure brochure is available on the SEC’s Investment Adviser Public Disclosure website at the SEC’s website www.adviserinfo.sec.gov, and using our firm name.
PRIVACY POLICY OF OFC WEALTH MANGEMENT
OFC Wealth Management (“OFC”) has adopted this policy with recognition that protecting the privacy and security of the personal information we obtain about our customers is an important responsibility. We also know that you expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain certain personal information about you. We want you to know what information we collect and how we use and safeguard that information.
OFC maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, OFC attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.
WHAT INFORMATION WE COLLECT
We collect certain nonpublic personal identifying information about you (such as your name, address, social security number, etc.) from information that you provide on applications or other forms as well as communications (electronic, telephone, written or in person) with you or your authorized representatives (such as your attorney, accountant, etc.). We also collect information about your brokerage accounts and transactions (such as purchases, sales, account balances, inquiries, etc.).
It is the policy of OFC to restrict access to and/or the sharing of all current and former clients’ information to those employees and affiliated/nonaffiliated entities who need to know that information in furtherance of the client’s engagement of OFC.
WHAT INFORMATION WE DISCLOSE
We do not disclose the nonpublic personal information we collect about our customers to anyone except, as necessary: (1) to unaffiliated service providers and vendors in furtherance of establishing, maintaining, and reporting on the client’s OFC relationship (i.e., broker-dealer, account custodian, record keeper, technology, performance reporting, customer relationship management software [CRM], proxy voting, insurance, independent managers, sub-advisers, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with applicable federal and/or state privacy regulations.
However, OFC does not, and shall not, disclose or share information with any affiliated or nonaffiliated persons, entities or service providers for marketing or any other purposes or reasons not referenced above.
CHANGES TO OUR PRIVACY POLICY OR RELATIONSHIP WITH YOU
Our policy about obtaining and disclosing information may change from time to time. We will provide you with notice of any material change to this policy before we implement the change.
ANY QUESTIONS OR CONCERNS: Should you have any questions regarding the above, please contact Jeffrey Waters, Chief Compliance Officer.
